CDSC of 1.00% is applied if withdrawal is made within one year of purchase.*. A statement of intention lets you take immediate advantage of the maximum quantity discount*available. A money market fund is not designed to offer capital appreciation. Select your role. The following reallowance/placement fee to dealers will apply to most, Tax-Free Fixed Income Funds (Please see exception below for Short-Term Municipal), All Equity, Multi-Asset and Fixed Income Funds*, Equity Goal Based and Target Date (Excluding BlackRock College 2020 Option and BlackRock College Enrollment Option), Fixed Income Funds and BlackRock 2020 Enrollment Option. Thus, under a fund's ROA rules, an investor may aggregate holdings that he has in different accounts at the same broker-dealer, at different broker-dealers, or in different types of accounts, such as 401(k)s and 529 plans, as well as the holdings in the accounts of related parties toward achieving an investment threshold at which a breakpoint discount is available. PDF Sales Charges and Dealer Reallowance - Davidson Mutual Funds FINRA IS A REGISTERED TRADEMARK OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC. FINRA operates the largest securities dispute resolution forum in the United States, To report on abuse or fraud in the industry. The Fund will generally remain fully invested, and under normal market conditions, the Fund's portfolio will consist of approximately 30 to 80 companies. Fidelity and its representatives may have a conflict of interest in the products or services mentioned in these materials because they have a financial interest in them, and receive compensation, directly or indirectly, in connection with the management, distribution, and /or servicing of these products or services, including Fidelity funds, certain third-party funds and products, and certain investment services. Objective. Please see the funds prospectuses for more information. 3. Is American Funds Balanced A (ABALX) a Strong Mutual Fund Pick - Nasdaq If the person(s) who established the trust is deceased, the primary beneficiary can combine accounts. Nationwide, the Nationwide N and Eagle, Nationwide is on your side, Nationwide Funds Group and Nationwide Retirement Institute are service marks of Nationwide Mutual Insurance Company. EN The Task Force was convened in Jan. 2003, at the request of the SEC, followed NASD's examination findings and issuance of Special Notice to Members 02-85, dated Dec. 23, 2002, which reminded broker/dealers of their obligation to apply correctly breakpoint discounts to front-end sales load mutual fund transactions.
